EP47. 17 May 2005.
Copyright 2005 by Kevin Sharpe. All rights reserved.
Presentation at Butler University, Indianapolis, 22 February 2005.
Science of the Soul
by
Kevin Sharpe
CONTENTS.
Happiness
and the Ups and Downs of Life
The
Biochemistry and Neurology of Well-Being
Other
Research with Mothers and Offspring
Reconciling
the Spiritual and Scientific Accounts
Love and happiness represent two emotions lying at the heart of human
existence. They come from our souls. Ask anyone what they most desire from
life, and they will likely reply simply with happiness. We go to great
efforts to satisfy this desire: seeking out engaging and fulfilling
occupations, choosing and decorating where we live for maximum comfort and
contentment, filling our leisure time with enjoyable pursuits, and making
lifestyle choices that we hope will make us happy. Much of our energy goes
toward finding a suitable mate, someone with whom we can share our hopes, our
fears, our desires, someone with whom we can attain utmost happiness. Once we
have found our hearts desire, many of us decide to strengthen and fulfill that
union further by together creating and caring for children. Close loving
relationships shared with our partners and, perhaps later, with our children
represent one sure route to happiness for many of us.
The centrality or importance of an idea often becomes apparent from the effort we expend in trying to explain or account for it. So it is with love and happiness. These two emotions traditionally fall within the remit of spiritual explanation but, increasingly, they are becoming the focus of scientific scrutiny. With the recent growth of behavioral genetics, neurochemistry, and evolutionary psychology, a new window opens onto our behavioral, emotional, and social traits. Love and happiness capture the attention of the two most influential explanatory systems available to humanity: the scientific and the spiritual.
Tonight I will talk mostly about the science side of these aspects of our lives, and then touch on the implications of these studies for spirituality.
Oh happy days, Oh happy days.
When Jesus washed all our sins away.
Those who find salvation are some of the happiest people
around. At least so a band of popular belief suggests. Research
On what does happiness depend?
For each of us, our happiness fluctuates within a s
Support for the genetic set range comes from a series of
twin studies. Twins provide an excellent base from which to study the degree of
heritability of behavioral traits because identical twins share identical genes
whereas fraternal twins share genes as do ordinary siblings (roughly
Identical twins attain the same level of happiness
Heritability raises even higher for happiness in the long
term. A study
With heritability this high, wealth, education, or social status say surprisingly little about a persons happiness.
Different types of research similarly show that a persons
level of happiness remains stable over many years. In a study of
More evidence supports this conclusion.
Consider Rose Marie Lajoie, a Michigan Lottery winner. She
says: If you are a negative person to start off, if you are a dull person to
start off, youll be the same way [after winning the lottery]. Momentous
events alter our level of happiness for a short time the
The sting of tragedy disperses equally as fast. Even
quadriplegics and others with severe disabilities describe themselves as happy.
In their more objective reports, they can remember more good than bad events in
their lives, and say they experience more positive than negative emotions day
to day. Reports from friends, family, and interviewer ratings corroborate these
findings. A study of car accident victims in
How long does it take for people to adapt to relatively minor events like gaining a promotion or losing a lover? Usually, the effect on a persons mood is gone by three months, and theres not a trace by six months. Expect the effect to have dispersed within a year.
For more serious events like divorce, bereavement, or unemployment, the effects can last longer, of course. This tends to indicate a clinical disease, such as depression, which overrides the customary set range. In these cases, the bad event in some sense continues to happen there are reminders every day.
The slings and arrows of outrageous fortune clearly influence mood, but long-term equilibration to lifes ups and downs is partly a function of the slings and arrows of genetic fortune.
The genetic view of happiness has implications for our understanding of the cause of our feelings of well-being, because our genetic code translates directly into how our neurology (our nervous system) behaves.
We ought to direct our attention to two of the more than
Serotonin is the brains punishment chemical; with its
reduced activity, misery appears. Scientists associate lack of serotonin with
depression, suicide, and anxiety, the symptoms of a modern
Neurotransmitters like dopamine and serotonin work by passing information from the synapse or junction between a nerve cell and another nerve cell or a muscle. The nerve cells bulbous end releases them from storage when an electrical impulse moving along the nerve reaches it. They then cross the junction to dock at a receptor on the other nerve cell, like spacecraft docking at a space station, and either prompt or inhibit the impulses along the second cell. The first nerve cell reabsorbs excess neurotransmitters, but not necessarily all of them. Those that remain free-floating, according to biology, help create our happy or miserable states of being.
Genes carry the instructions for the construction of
neurotransmitters, their receptor and reabsorption portals. They also impart
information on such things as their storage and release rates. Hence, genes can
influence the prevalence, scarcity, and activity of serotonin and dopamine,
and, in turn, whatever behaviors and feelings these neurotransmitters induce.
Researchers have found, for instance, that people who differ in the gene that
produces part of the D
Some scientists think they have located the part of the brain that registers happiness and where the set-range mechanism works. One study shows that people with more activity on the left prefrontal area of the brain experience greater happiness, while those with greater activity on the right prefrontal area experience more negative emotions. People with the greatest right prefrontal activity suffer from clinical depression and claim that life holds no pleasure for them. Even very young children appear to fit the pattern: babies of ten months tend to cry less easily when separated from their mother for short periods if they exhibit more active left prefrontal lobes. Another study indicates that feelings of happiness, sadness, and disgust all co-occur with increased brain activity in the thalamus and medial prefrontal cortex. Greater activity near the ventral medial frontal cortex distinguishes happiness from sadness, while happiness correlates with significant increases in bilateral activity near the middle and posterior temporal cortex and hypothalamus. Spatially distributed brain regions participate in each emotion.
Other sciences beyond behavioral genetics and neuroscience contribute to this discussion. Social psychology explores activities that activate our happiness: sharing in stellar sex or consuming delicious dinners, perhaps. Four character traits seem to make for happiness:
1.
Happy people have high self-esteem; they like
themselves. According to a
2.
Happy people feel optimistic; they exude hope
and feel able to succeed at tasks they undertake. Increased optimism means
better health, which in turn leads to greater happiness. A study of
3. Happy people are extroverts; they feel self-confident and mix easily with others. Extroverts are more likely to marry, find good jobs, and make close friends. These achievements lead to greater satisfaction with life.
4. Happy people feel in control of their lives. Allowing prisoners, nursing home patients, and employees to make decisions about their environment and its running results in increases in happiness. Controlling our own time also leads to happiness. Happy people are punctual and efficient, while unhappy people postpone things and are inefficient. Good time management provides a sense of control.
The happy farms scattered across the
Mihaly Csikszentmihalyi discusses another road to happiness
in his book, Flow: The Psychology of Opti
Social psychology also tells us about things that fail to
make us happy. Happiness doesnt rely significantly on external factors:
economic class, age, gender, education, or race. Wealth doesnt correlate with happiness,
except in the very poorest countries. Despite the fact that, compared with
The science of evolutionary psychology aims to explain human
goals, beliefs, and theories in Darwinian termsat least in part. The urge to
survive and reproduce determines even the ways in which we think, the ways in
which our minds work. The point is this: Those proto-humans who believed in
Evolutionary psychology has something to say about happiness too. Evolutionary psychologist, Donald Campbell, describes us as condemned to live on a hedonic treadmill. We fanatically pursue happiness yet, no sooner do we reach one goal, than the satisfaction fades away and we commence reaching for the next rung on the ladder of pleasure. This, of course, restates the idea of a genetic set range for happiness. We feel ecstatic on gaining a pay rise, but soon find that our material situation feels little different from before. We no longer feel happy. Perhaps we can live the high life more frequently, but we soon get used to that. We want another rise. Weve habituated and feel the need to strive once more.
In an evolutionary scheme, what adaptive advantage did
seeking happiness bring to our forebears, if frustration and dissatisfaction
constitute the net outcome? Maybe only those people who live in oppression and
without hope of motivation have given up entirely on the search for happiness.
Or, perhaps we are built to be effective ani
The search for happiness, therefore, plays the key role. From the point of view evolutionary psychology, our desire for pleasure keeps us on our toes. The activity expands our horizons, our resources, and our skills. Parents employ much the same catch-it-if-you-can psychology when encouraging their offspring to walk; brandishing a favorite toy lures the child into stepping toward it, moving the toy further away means that the child progresses a few steps nearer. As the toy recedes ever further, the childs walking ability improves proportionally.
A limit blocks how far the pursuit of happiness benefits us, though, just as a limit prevents how far the child can chase the toy before keeling over. How much fitness is worth striving for? Ice Age people would have been wasting their time if they had fretted about their lack of camping stoves, penicillin, and hunting rifles, or if they had striven for them instead of better caves and spears. We need to decide what we can reasonably attain. We can gauge this in two ways: by noticing what others have attained and by noticing how well off we are at the moment. What others have attained provides an insight into what we might attain for ourselves. This kind of comparison gives rise to the keeping up with the Joneses mentality: when Mrs. Smith glances over the fence and sees that Mrs. Jones has a glittering new Humvee, she feels she must have a vehicle just the same or better. We want what others have. The second way that helps us gauge what we can reasonably attain involves our taking stock of how well off we are. We can then aim to achieve just that little bit more, and more, and more....These two standards of comparison help ground evolutionary theorys forecast that our reach should exceed our grasp, but not by much.
Contemporary orthodox Christianity loses sight of the here and now, focusing instead on happiness lying someplace else a land of original bliss and innocence (the Garden of Eden) or of future joy (Heaven, our eternal and happy home where we will see God face-to-face, or the Promised Land where we will find happiness and complete satisfaction). Christianity thinks of Heaven as destination and reward, succor and relief from earthly trials. It is an endless dynamic of joy. A friend with a staunch Roman Catholic upbringing talks of her constant sinning because she fails to say grace before every meal, pray every night, and attend church as often as possible. She feels she must overcome this tendency through acts of penance to achieve happiness in the afterlife.
Modern religious leaders like Robert Schuller prefer to focus on happiness in the present. He writes about this in his book, The Be Happy Attitudes: Eight Positive Attitudes that Can Transform your Life. Such charismatic and Pentecostal movements assume that the spiritual intends for happiness. Happiness is nearness to God. We move close to God through the emotionally high world of human togetherness, epitomized by hallelujah crying and hymn singing.
And todays
believers do stand out as prime examples of happy people. The highly spiritual
declare themselves very happy at twice the rate of those with the lowest
spiritual commitment, according to a recent
Modern religious thinkers propose that an active and committed spiritual life leads to happiness. To their eyes and to those of millions of contemporary Christians, the Bible paints a picture of a gracious and loving deity who desires everyones happiness. Happiness arises directly from God.
The several sciences that discuss human happiness include one common point of focus: happiness is a natural phenomenon. This naturalism takes several forms:
a set range for happiness that our genes encode,
neurotransmitters responsible for our states of well-being and misery,
concrete activities (engaging in rewarding pastimes, or making lasting friendships) leading to joy, and
the pursuit of happiness bringing adaptive advantages that aid our survival and reproduction.
Despite this apparent diversity of topics, the materialist focus shines through. Our biology directs us into our passionate love affair with happiness. No room appears to remain for a spiritual slant on happiness; objectivity replaces subjectivity and mysticism. Can naturalistic and spiritual accounts of happiness co-exist? Should we abandon one account in favor of the other? If so, which one? And why?
Many of us will instinctively feel that happiness must comprise more than biological drives and chemical activity. This sense may feel compelling and we should take our convictions seriously.
A boy in school steals, cheats, fights, and lies. No matter what adults try, they cannot turn him into a responsible and loving boy. Teachers blame his family background; parents call for a special educational program; counselors work on building self-esteem. The established system considers outside intervention the cure. Does the problem lie outside or inside the boy?
The scientific search is on:
A natural chemical called oxytocin is found to underlie love, writes Robert Wright.
In his book, Living with our Genes, Dean Hamer explains: Everyone, gay or straight, feels the tug of genes involved with sex and love, from the sharp pangs of puberty, to the defining role of gender, and the fierce, protective feelings of a parent for a child.
A group of neuroscientists, social and behavioral scientists, clinical psychologists, biological psychiatrists, and psychoanalysts gathered at a symposium like several other recent gatherings to discuss the question: Is there a neurobiology of love?
Love emerges from the emotional closet and scientists struggle to isolate and understand the physiological processes underlying our expressions of romance, responsibility, and caring.
Inside our brains lies a hypothalamus, the organ that controls primitive behaviors such as sex, aggression, and feeding. It produces the hormones oxytocin and vasopressin, which then pass through a stalk down to the posterior pituitary gland at the base of the brain for storage and secretion. Both of these biochemicals evolved from the primordial hormone vasatocin, which still endures in the lower vertebrates such as fish. Both share a similar molecular structure, differing in only two out of their nine amino acids, the building blocks of proteins. When released into the body, they bind to specific targets called receptors located in the brain and elsewhere, like keys fitting into locks. The receptors then affect other body parts and, finally, behavior.
Medicine has long known the effects of oxytocin on the fe
Research continues into the source and functions of
oxytocin. A study on oxytocins role in prompting labor in ani
Biochemists have developed several synthetic oxytocin
antagonists. These copycat proteins chemically resemble oxytocin and bind to
the appropriate receptors, blocking out the real oxytocin molecules and thus
the effects nor
Oxytocins companion hormone, vasopressin, also plays a key
role: it maintains a constant volume of water in our bodies and regulates to
within narrow limits the concentration of dissolved substances in the fluids
outside our body cells. Many specifically
Recent research with vasopressin and oxytocin begins to inculcate fields other than medicine. Oxytocin receptors may play a much larger role in social behavior than researchers previously thought. The formation of social bonds between mothers and their children seem to be linked to the release of oxytocin. Could it be the hormone of motherly love? Physiological changes might prepare an expectant mother, arming her with the psychological tools she needs for her unfamiliar new role. Further, the secretion of oxytocin influences our sexual as well as our maternal bonds.
The research gains momentum. A virgin fe
Voles are s
Do these species differ with respect to central pathways for oxytocin or vasopressin? The species do differ in the neural distribution of receptors for both hormones as much as they differ in behavior. Prairie voles have three times the number of oxytocin receptors in their prelimbic cortex and seven times more in their nucleus accumbens than do montane voles. Yet receptors for other unrelated hormones match across the species. Might the differences in receptor distribution relate to the differences in social behavior?
Making this even more interesting is the fact that, during
the brief period in which fe
As soon as the fe
Studies of domestic sheep strengthen the case for oxytocins social role. As a lamb moves down its mothers birth canal, it stimulates nerves that trigger the release of oxytocin. Only with oxytocin present at birth, or injected so it reaches the brain at the same time as mother ewe meets her newborn, will she bond with her offspring. High levels of oxytocin also occur in her milk. She rejects her lamb if something blocks oxytocins release. Perhaps the lambs oxytocin ingestion helps forge a mutual attachment.
Further evidence for a link between oxytocin and mother-infant attachment emerges. A human infants suckling leads to an oxytocin-mediated increase in blood flowing to the skin covering the mothers mammary gland. A warm nipple may encourage the offsprings attachment by inducing physiological effects of a calming and nurturing nature.
When
However, more recent data seem to fly in the face of the
growing results about oxytocin. Scientists have created genetically deficient knockout
mice that lack a working gene for oxytocin. Yet these mice can still mate, give
birth, and display nor
Knockout mice do differ in significant ways from nor
Perhaps it shouldnt surprise us that oxytocin-deficient mice can still reproduce and care for their young. Reproduction is just too important to have one mechanism for ensuring giving birth; theres bound to be redundancy in the system.
There is another explanation. The evidence derived from
knockout mice contradicts several rat (and sheep) studies that say oxytocin
does induce maternal behavior. But rats and mice differ importantly. Virgin rats do not display maternal behavior in
that they ignore pups and can commit infanticide, yet, just before birth, a
striking shift occurs: they become driven, relentlessly building nests and
retrieving, licking, and protecting pups. Infusions of oxytocin facilitate the
shift, but the
What about
After the initial sexual bout, a
Administering vasopressin to the polygynous, non-parental
Many biologists believe that the kind of paternal care
exhibited by the prairie vole anchors
While oxytocin encourages social contact, vasopressin
compels the
Were all dying to know about humans. Does the love we display toward our partners and kids translate into talk about neurochemicals?
The human brain manufactures vasopressin and oxytocin
molecules that bind to receptors there. So they exist and work in our brains. Our
forebrain, in particular, contains many oxytocin receptors. Further, though
vasopressin and oxytocin are large molecules and do not readily penetrate the
blood-brain barrier, they exist in larger-than-nor
Much of the maternal behavior displayed by an expectant mother arises from hormonal changes that her system induces. After birth, it stems from sensory stimulation and interaction with her child. A sensitive period for mother-infant bonding occurs just an hour after birth, when the mothers oxytocin level rises markedly. Could oxytocin act as a catalyst for the bonding mechanism?
Lactation is also accompanied by behavioral changes which may be linked to central actions of oxytocin. Not only do women report feeling relaxed and sedated during nursing, but they also feel calmer and more socially interactive than do non-pregnant, non-breastfeeding women of a similar age. Womens degree of calm correlates with their oxytocin levels. Further, women who give birth via caesarean section dont report the kind of personality changes noted by those who give birth naturally. Could the oxytocin released at (natural) birth and feeding enhance social and maternal feelings, and so facilitate bonding between mother and child?
One study on male humans shows that vasopressin peaks in the
bloodstream during sexual arousal, and oxytocin at orgasm. In both fe
We do share, it therefore seems, many physiological responses with other ani
Researchers exercise caution. Though receptors for both oxytocin and vasopressin lie in the human brain, their distribution pattern neither resembles that of the monogamous prairie vole nor that of the promiscuous montane vole. Perhaps we humans reside in a half-way house between monogamy and promiscuity. Few of us nowadays settle down with our first sexual partner and, even when in a stable relationship, our eyes rove and we appreciate the attractiveness of others. Studies with non-human primates (squirrel monkeys) show that increases of oxytocin and vasopressin in the brain do influence social interaction.
We actually know very little about the hormonal basis of social attachment in our own species. In large-brained primates like us, the effects of oxytocin and vasopressin are undoubtedly mediated and perhaps inhibited by many other factors, especially by the complex activities of our enormous cerebral cortex.
Its tempting to dub oxytocin the love molecule, but
objectively establishing a causal association between oxytocin and love proves
difficult. Too many variables confront the research. The roles of vasopressin
and oxytocin are also difficult to document, even in ani
Even so, the research does show a biological rootedness to
love for humans as well as ani
How do these scientific findings relate to spiritual love? According to most spiritual traditions, we possess the power to choose whether to love or not. Jesus urged us to love our neighbors. How much is free will involved in loving? We sometimes love despite ourselves; not many parents remain angry for long with their practical joker offspring. Can we decide to love, and do so, even if this means the decision prompts the release of hormones? This asks a crucial question. The involuntary release of oxytocin serves well the survival of our offspring, and with them, our genes. Could such vital functions depend on our whims alone?
What of divine love? The New Testament talks about God as love. Do oxytocin and vasopressin drive Gods love and concern for us? Must God embody hormones and biochemicals in the same way as do human beings?
Only with answers to the likes of these questions can the reconciliation of scientific and spiritual understandings of love commence.
The conflicts between the spiritual and scientific accounts of love and happiness run quite similarly, but I will focus here on that involving love because, for one thing, it strikes more at the heart of Christian belief than does the issue over happiness. It relates more, we may think, to the soul.
One response to the conflict I call Lets-Have-Em-Both. All right, its adherents might say, we accept that when we display love, biochemicals underlie our behavior. But Gods love? God is a spiritual being, not a complex of chemicals. God is love, some other kind of non-physical love. This sort of response hits the nail on the head, of course. It doesnt rescue the idea of spiritual love, however. How can two such different notions of love exist? Why have we always treated divine and human love as similar? Can we reconcile spiritual and biochemical love? To suggest as such respondents might do that God evolved us to have similar qualities to him, invokes divine intervention into evolution with its inherently random mechanism of genetic variation. It overrides the billions of years of evolution necessary to produce the love of human beings. Why would God choose such a means to produce something that already existed? Answering questions and objections such as these requires that we radically rework our conception of God and of Gods relationship with us and the universe.
Such critics may also spy a second loophole. What about agape, the Platonic love which we should show toward our fellow beings? they might ask. None of the scientific research indicates that love extending outside the family circle stems from oxytocin or vasopressin. True, but evolutionary theory does suggest that altruism springs from our genes. Our genes push us to behave altruistically. By helping others, we ensure an easier ride for ourselves, so giving those same genes a better chance to propagate themselves via our offspring.
Whichever way we look at it, we cant get away from our biology. Then the biochemical account must clash with traditional accounts of the spiritual nature of love. Were left with an unloving conflagration. A way forward does exist. A way that recognizes the value of both accounts.
A way that faces the problems head on. It means that we must
ask difficult questions. Is love a choice or an involuntary action? How does
divine love relate to human love? The task of reconstructing our notion of God
and of Gods loving relationship toward us is daunting. These endeavors,
though, will enrich our knowledge and coax science and spiritual thought toward
a new era of mutual respect and understanding. For such gains, a challenge and
a rough ride seem a s
[A book of mine on this subject is coming out in June: Has Science Displaced the Soul? Debating Love and Happiness. It contains the reference information for the passages above taken from other sources. Many thanks to Rebecca Bryant, co-writer of the book.]