AR
Copyright ©
Rock Art Research
by
Kevin Sharpe
(with Mary Lacombe and Helen Fawbert)
ABSTRACT. Extending previous experiments on finger flutings (lines made with fingers on a soft surface), this review delineates differences between marks made: by different individuals, with different fingers and hands, in different directions and orders, in various shapes, and when comfort and discomfort are considered. The method and results are then preliminarily applied to markings in three French caves (Grotte à Goutran, Grotte de Rouffignac, and Grotte du Pech-Merle). More information on flutings can be obtained this way than in previous investigations, and it helps ascertain how the flutings were made and contributes to the discussion on the lines’ possible meaning.
KEYWORDS. Archaeology_art; archaeology_European; Koonalda; sociobiology_mind evolution.
CONTENTS.
Grotte à Goutran (Les Eyzies-de-Tyac
Seuril, Dordogne, France)
Grotte de Rouffignac (Rouffignac,
Dordogne, France)
‘Grand
Féline’ (Barrière 1982)
‘Tectiform’
on the ‘Via Sacra’ (Barrière 1982)
Flutings
in the ‘Serpentine’ Chamber (Gallery A, Plafond aux Serpents: Barrère 1982)
Grotte
du Pech-Merle (Cabrerets, Lot, France)
Flutings (lines made with fingers drawn over a soft surface) occur in caves through southern Australia, New Guinea, and southwestern Europe, and were presumably made over a considerable time span including some or all of the Upper Paleolithic.
To westerners, flutings can appear figurative (for instance,
figures of mammoths in Grotte de Rouffignac,
France), form patterns, or present no recognizable symbol, picture, or pattern.
(The term ‘figure’ is taken to mean something a modern westerner would
recognize as a figure; similarly for the terms ‘pattern,’ ‘symbol,’ and
‘picture.’) While some investigators speculate about the meaning of
nonfigurative flutings, most nowadays merely mention their occurrence, if
anything. Previous interpretations of flutings appear wanting and so,
evidently, scholars increasingly say less and less about the lines. Write
barely a quarter of the finger tracings in some seventy
European Paleolithic painted caves has been the subject of surveys and precise
analyses. This clearly has to do with the indifferent aesthetic appeal of these
depictions, with the technical difficulty their study presents, and with the
uncertain and often insufficiently gratifying results that the researcher can
expect at the conclusion of the task (Clottes and Courtin
The work in this paper focuses on nonfigurative flutings and attempts to say something more about them than that they exist. To this end, flutings have been studied in situ and replicated in the laboratory in different media than the moonmilk of caves. This research is still in its infancy.
The method developed here derives from the internal analysis
introduced by Alexander Marshack, and practiced by
him,
Other work, especially by Bednarik (for instance, Bednarik
Though this still needs to be established, it may be that line incisions – engraved by humans with sticks, flints, bones, or other tools – are of the same, a similar, or a parallel tradition to flutings. The chief difference between them may arise from the softness of the media, flutings requiring a softer surface to mark. The following discussions will, therefore, sometimes mention line incisions as well as flutings, though the experiments have as yet only been applied by us to flutings. The discussions will sometimes also refer to fluted figures as well as nonfigurative lines.
The experiments in the laboratory replicated flutings in three media:
1. The first experimental medium was plaster of Paris in aluminum trays. This choice of medium was restricting. . The plaster could only be worked on when it was within a particular range of drying, thus limiting how much could be made up and poured into trays, in turn limiting the surface area that could be worked on. Further, it is difficult to use plaster for exploring the relationship of the body of the fluter to the cave wall due to the restrictions imposed by the size of the pans and the action of gravity on soft plaster.
So, two other media were used for flutings:
2.
Finger paint was applied to
3. A blank wall, allowing the stretching of arms in various directions and distances to see if flutings could be made.
Earlier reports covered the results with plaster of Paris
and therefore they are summarized here (Sharpe, Lacombe, and Fawbert
Note the use below of the term ‘stream’: it refers to
flutings ‘drawn with one sweep of one hand’ or, similarly, ‘a set of subparallel lines engraved with one tool’ (Sharpe and
Lacombe
What features of streams of flutings might suggest whether one person or different people made them?
· The size of the hand can be determined when all four fingers are tight together in the process of fluting a stream. While a small hand can flute lines spaced apart at various distances, a large hand cannot flute a stream of lines tight together and less distance across than the width of the same number of fingers of its hand.
· The fluting of the middle finger is the furtherest out at the start of a stream of flutings made with more than one finger. The relative heights of each finger’s fluting were unique to each experimenter.
· Various pressures on fingers can cause the flutings in a stream to spread out or close in. Thus, the spacing between the flutings in streams of lines made by the same person may not be the same (unless the fingers are tight together) and it cannot be determined, on the basis of digital separation, if the same person made different streams of flutings.
· Differences in pressure and variability between media can also cause differences in the depth of the lines. Therefore, it cannot be determined, on the basis of a fluting’s depth, if the same person made different streams of flutings or if streams made by a woman or girl are shallower than those made by a man or boy.
· The same applies to the cross-section of a fluting, in particular to its breadth.
What features of flutings might suggest which fingers of the hand made them?
· The little finger may not make as deep a fluting – if any fluting at all – as do the first three fingers.
· In a stream, the fluting of the little finger starts lower down than those of the three central fingers.
·
The thumb and little finger can be used to
anchor support when the medium is very wet (found while using finger paints),
and the fingers are held at a steep angle of approximately
· When the hand is relatively flat, the lateral position of the thumb means that it drags over the medium nearly at right angles to the orientation of the other fingers. The fingernail is, therefore, sometimes pressed into the plaster to produce a sharp line or wide gouge.
· The thumb fluting also starts lower down than do those of the other four fingers.
· The thumb fluting may appear at a greater distance from the flutings made by the other fingers when compared with their inter-digital spacings. (This could incorrectly suggest that the thumb fluting is unconnected to the others.)
What features of a stream of flutings might suggest the direction it was made in?
· The medium can build up at the end of a fluting, the remnant of the finger’s gouging action. The start of a fluting does not have this build up. (However, by pressing the finger instead of dragging it, no medium may amass at the end.) Note also that flutings made without removing the build-up on the fingers cannot be discerned from those made with clean fingers and that build-up can appear on both the left and right sides of the fingers, but only on the nail-side of the thumb.
· A fluting that cuts another one can leave build up at the beginning of the intersection.
· The flutings from the different fingers at the beginning of a stream usually show different heights, whereas they usually conclude a stream at the same level.
· Moving the fingers horizontally places the fingers in a particular relative position. For example, when moving from right to left with the right hand, the thumb will usually not flute because the twisting of the hand can place too far off the surface. This may not happen with the right hand moving from left to right.
What features of a stream of flutings might suggest whether it was made with a left or a right hand?
· The side of the stream that shows evidence of a thumb or a little finger suggests the use of the left or the right hand: thumb on the left or little finger on the right suggests the right hand, thumb on the right or little finger on the left suggests the left hand.
What features of streams of flutings might suggest the temporal sequence in which they were made?
· An examination of line junctions may tell which lines overlie others and hence the temporal sequence of their compilation.
What shapes is it possible and impossible to flute?
· The form of the hand lends itself to curves, circles, and intricate pictures when only one or two fingers are used. The fewer the fingers, the more complex the flutings can be. Greatest dexterity is achieved by fluting with one finger.
· When drawing curves with four fingers, the lower place of the little finger can result in overlapping or obliteration of its mark. The marks made by the other fingers may also overlap each other.
·
It is anatomically only possible to flute a one-movement
circle overhead (as opposed to a circle fluted with two or more sweeps of
the hand). The hand and fingers are not flexible enough a one-movement circle to
the side. The torso, legs, and perhaps the feet need to twist to bring the
fingers around
· When drawing the fingers vertically upward, the fingertips press into the surface when the hand is below the chest; above the chest, the fingernails scrape lines.
· When drawing the fingers vertically downward, the fingertips press into the surface when the hand is above the shoulders; below the shoulders, the fingernails scrape lines.
How might the comfort of the line marker constrict fluting and the positions from which it can be done? For a person using the right hand (mirror results apply for the left hand) and standing in front of and facing the wall:
· It is comfortable to flute horizontally or vertically toward and in front of the body.
· It is more comfortable to flute horizontally from right to left than from left to right.
·
It is more comfortable to flute at
· It is uncomfortable to flute left of the center of the body.
· It is more comfortable to flute above the head to shoulder level to the left of the body than below the shoulder. Swiveling the hand to the left can make it more comfortable.
· It is comfortable to flute vertical downward.
·
It is comfortable to reach over the head right
of the body and flute vertically downward and to a short distance past
the shoulder but above the waist. These marks start approximately
·
It is more comfortable and practical to flute at
a distance of between
· It is uncomfortable to place the hand directly in front of the body, finger pads on the wall.
· It is more comfortable to flute with the three middle fingers than with them plus either or both the thumb and little finger.
· It is more comfortable to flute with the index or middle finger than with the third finger, the thumb, or little finger.
·
It is more comfortable at a corner of a
curved line to twist the hand with the arm outstretched than to twist the
wrist if the medium surface is close (<
·
It is more comfortable to flute on wetter
surfaces with some distance (>
·
It is more comfortable to flute on dryer
surfaces with a shorter distance (<
Also, from different positions:
· Squatting or kneeling. Fluting can continue below waist height by bending the knees into a squatting or kneeling position. However, it is more comfortable to flute by moving up from the floor with the hand inverted than to move the hand downwards. The flutings made when squatting or kneeling down tend to sweep toward the body.
· Standing at right angles to the wall. With the body turned at right angles to the wall, it is more comfortable to flute with the hand further from the wall than with the hand nearer the wall.
If the comfort of the fluters determines where they
mark the wall, the set of flutings made by an individual standing upright and
without moving his or her feet would encompass a maximum area of approximately
How relevant, though, are findings based on comfort? Discomfort could offer a constraint, but fluters may not have worried too much about discomforts or they may have been in a subjective state where they did not notice them. The constraints imposed by the cave itself – height, width, darkness, hard versus soft surfaces, and uneven floors, for instance – may have been more pertinent. Further, if flutings had to be made, for whatever reason, the restrictions imposed by the cave, personal discomfort, and other such factors may have been largely irrelevant until fluting became physically impossible (for instance, downward fluting below the waist). (This line of argument may suggest that difficulty in producing existent flutings implies a deliberate motivation for fluting.) Given that many cave settings are difficult, it could be assumed that fluters would accept minor discomforts. But what is ‘minor’? How much discomfort would fluters accept?
Visits to three caves in the Dordogne and Lot areas of France (Grotte à Goutran, Grotte de Rouffignac, Grotte du Pech-Merle) aimed at seeing see how the above experimental findings relate to actual prehistoric flutings. Two types of markings were looked at in the caves: nonfigurative lines plus images that westerners recognize as figures made with lines. The two types often occur together. It is assumed at this point that there is no difference between the two in terms of the method for fluting. The same techniques are studied and are thought to apply to both. Also looked at were figures and lines engraved with flint, bone, or wood, together with the flutings.
Following are several preliminary observations on markings looked at and that, with the above techniques, raised questions or suggestions for further research.
The flutings in Grotte à Goutran were too concealed by reprecipitated calcite deposits and too weathered to tell much except that such markings do not allow for useful application of the techniques developed.
The ‘First Mammoth’ in Grotte de Rouffignac (named so because it was the first figure that
L. R. Nougier, R. Robert, and C. L. Plassard discovered in the cave (Plassard
and Plassard
To the left of Mammoth
To the right of Mammoth
This figure combines incised lines and flutings (Barrière
·
The undulating flutings in the body of the
mammoth (Barrière calls the stream ‘un vigoureux serpentin polydigital’ (Barrière
· The hand whose four fingers fluted the stream to the right of the mammoth’s head was considerably smaller than KS’s in width.
· The mark to the left at the bottom of this stream may have been made by the thumb of the hand that made the stream; if so, this stream was made with the right hand.
· The short flutings at the base of this stream were deeply made and contrast with the delicateness of the incised trunk.
Figure

Figure
· The outline is broken in what would appear to be the middle of the ‘lion’s’ ‘back’ and then another tool used or perhaps the same tool from a different position. The ‘tail’ appears made with yet another tool. Why did the marker(s) not continue the line in one movement and with one tool? Was it because the hand used in drawing could not reach far enough and the marker needed to move her or his feet? Or perhaps the marker made only part of the picture and later she or he or someone else added to the picture? Does the use of different tools imply an inconsistency in the figure, that it is not intended to be a unity?
·
Barrière
· The flutings at the base of the ‘tail’ pass over the top of the ‘tail’ but under the ‘rear’ of the ‘lion.’ Those under the ‘tail’ pass under the lines of the ‘tail’ but over the ‘lion’s’ ‘rear.’ Neither of these two streams, therefore, can be ignored when analyzing the figure. Taking these into account further jeopardizes calling this figure a lion.
As Figure
Plassard and Plassard
(

Figure
Many of the flutings in the ‘Serpentine’ Chamber are similar
but distinctive from other flutings in the cave. Streams are mostly made with two
fingers and undulate with several turns – looking like a snake moving across
the ground – usually with a width of about
· The undulating flutings are often called ‘serpentine.’ The term ‘serpentine’ calls to mind snakes. Is it influential in determining the fluting’s pictorial qualities? One ‘serpentine’ mark was pointed out and said to depict a snake with a tongue; it was unconvincing. It may be preferable to call these flutings not ‘serpentines,’ but ‘undulating flutings’ and the chamber not ‘the Serpentine Chamber,’ but ‘the Chamber of Undulating Flutings.’
·
The ceiling is slightly domed and, given the
present floor level, is low enough in some places to touch easily: ML is
· Some long flutings require walking over the undulating floor to cover their extent. If the floor level at the time was the same as at present, the fluter would have to be shorter than KS because the lines in each are smoothly made and KS had to take several steps hunched over to walk their full extent; taking a step, especially while hunched over and on an uneven floor, may interrupt the smoothness of a fluting.
·
The size of the hand may be determined when all
four fingers are placed tightly together to flute. As mentioned above, while a
small hand could make a stream of lines at various distances apart, a large
hand cannot make a stream of lines close together and shorter across than the
width of the same number of its fingers. A variety of sizes of hands are
represented on the ceiling of the Chamber of Undulating Flutings. Some lines
are close together and would require a hand much smaller than KS’s; many
tightly spaced finger markings were made by hands smaller than ML’s, yet she
has thin hands and fingers. Perhaps these markings were made by small women or
children (see Bednarik
·
Streams of two, three, and four flutings were
noted. Some streams contain four flutings and it is possible to determine the
mark made by the little finger because it starts below the other flutings (see,
for example, the diagonal top-left to bottom-right stream in Barrière
·
There are several overhead circles or ovals made
by fingers (see, for example, Barrière
·
On the low ceiling that forms the wall – next to
a natural barrier about one meter high, protruding about a meter at its base,
and narrowing at the top – are four short streams of vertical flutings (Barrière
· The floor is uneven but smooth and of moist and compact red clay. The floor and ceiling are relatively smooth compared to the adjoining space where large flint nodules occur in the ceiling and broken nodules on the floor. It was suggested that fluters may have prepared the Chamber of Undulating Flutings by breaking the nodules in the ceiling and throwing them into floor spaces in the adjoining chamber. Perhaps any naturally falling nodules or debris were purposefully cleared from the floor to prepare the room. However, no evidence was seen to compare the broken nodules in the adjoining chamber to possible placement in the ceiling of the chamber of undulating flutings.
No evidence was seen of the nail marking of the thumb, as had shown up on the plaster of Paris experiments. Plaster experiments were not done overhead.
The work of Lorblanchet was
followed in Grotte du Pech-Merle. He applies the method of internal analysis to
the cave’s flutings and finds new facts about their creation (Lorblanchet
Initial examination of the markings described above suggests
the potential usefulness of the techniques this paper develops. An examination
of replicated marks, in conjunction with studying examples in situ,
should therefore help in understanding how the lines were produced. Many
factors in the construction and structure of flutings can be ascertained: in
principle one can tell, for instance, the beginnings and ends of lines, the
order of their creation, the position they were made from, whether fluted by
different individuals, by left or right hands, the fingers used, and the age or
gender of the fluters (Bednarik
This analytic technique and internal analysis is still in its infancy, as said above. It also remains an ideal; in practice, it faces problems. For instance,
· Some sets of lines contain none that overlap or meet, and hence this method may lose at least the temporal dimension of the lines’ construction.
· The rock may now have a quite granular surface, which means that this analysis can only be carried out to a certain size dimension. At some point the rock surface swallows up the lines and renders them indistinguishable from background marks. This happens especially with weathered lines.
· Calcite may cover the markings and prevent closer examination.
· Natural lines can sometimes be of the same dimension as engraved lines.
· Cross-sections and overlays cannot always be ascertained with certainty.
All this leads to a degree of subjectivity and error in the analysis of the lines. Other limitations and constraints may become apparent with further studies in the field.
Studies of the lines tie with other investigations, including:
·
exploration and description of sites (for instance,
Aslin, Bednarik, and Bednarik
·
distinguishing between animal scratches, taphonomic markings, and human engravings (for instance,
Bednarik
·
the geomorphology of the marked surfaces and the
means by which they change (for instance, Bednarik
One of the chief questions asked of flutings and line
engravings concerns meaning. Were they intentionally made to have individual-
or socially-communicable meaning? Or are they arbitrary (namely accidental,
haphazard, or doodles)? If they have socially communicable meaning, do they
mean something ‘simple’ like ‘Josephine Bloggs was
here
Initial impressions suggest meaningfulness. For instance:
·
The lines sometimes cover areas with difficult access,
many hundreds of meters from the surface. In Koonalda
Cave, South Australia, the part of the Upper Chamber where flutings occur lies
nearly an hour away from the surface. Investigators without extensive climbing
experience can access it with using steel ladders, cut paths, lights (the Upper
Chamber is in total darkness), and other modern paraphernalia. Once inside,
access and maneuverability are difficult. Further, the cave probably lay
hundreds of kilometers away from where the fluters lived, across an
inhospitable desert (Sharpe, Lacombe, and Fawbert
· In Koonalda Cave, most of the flutings are more or less straight and vertical. Why do not they go in every conceivable direction and form every conceivable shape? That they do not suggests a social or individual convention to their execution. A similar inference can be made from the existence in Grotte de Rouffignac of at least three styles of flutings: undulating streams of flutings, vertical streams of flutings, and flutings as part of animal figures. They were not haphazardly, randomly, or accidentally made. A convention of the markers suggested one or several specific manners for fluting and perhaps specific purposes and meanings.
The research this paper reports may suggest that at least some of the flutings were meaningfully as opposed to arbitrarily made. That is, they are probably not:
· accidental – because of consistent styles in a local area;
· haphazard – also because of consistent styles in a local area and because those styles do not include every conceivable fluting possible; or
· doodles – because of the inseparable relationship that sometimes occurs at European sites between nonrepresentational flutings and representational figures.
However, more research is required before the meaningfulness hypothesis can be established. Perhaps there are other reasons for the flutings not appearing accidental, haphazard, or doodles. For instance, if the above listed factors involved in ‘shapes’ and ‘comfort’ are taken into account, will the lines of necessity look the way they do? Is it possible to flute them in any way other than how they appear? If not, then meaningfulness is less probable.
It requires even further work to find – if one can be found – an explanatory framework for the flutings and to suggest why they were produced. Needless to say, ideas as to meaning must work from the analysis of how the lines were made, an analysis based on research using the method this paper develops.
This work offers one approach to flutings and line engravings and hopefully contributes to the understanding of these forms, irrespective of other motivations. Thus, when researchers consider panels of markings, they ought to consider all the marks, including nonfigurative lines, and not just the recognizable patterns of animals and tectiforms; inseparable combinations of figures and nonfigurative lines occur in many sites as with several of those mentioned above from Grotte de Rouffignac. What this paper advocates is more complex and difficult than the simplifying pictorial description usually undertaken, and the results may not be as reassuring – as witnessed with the initial analysis of the ‘lion’ in Rouffignac. Without this, though, analyses may be overly artificial and false.
I wish to acknowledge and thank M. and Mme. Jean Plassard of Grotte de Rouffignac, for their hospitality and assistance; M.
Frederic Goursolle for his guidance in Grotte de Rouffignac; Mr.
Aslin, Geoffrey D., E. K. Bednarik,
and Robert G Bednarik.
Barrière, Claude.
Bednarik, Robert G.
_________.
_________.
_________.
Clottes, Jean, and Jean Courtin.
d'Errico, Francesco.
_________.
d'Errico, Francesco, Christopher Henshilwood, and Peter Nilssen.
Lorblanchet,
Michel.
_________.
_________.
_________.
Marshack, Alexander.
Nougier,
Louis-René; Robert, Romain. 1958. The Cave of Rouffignac.
Transl. David Scott. London: George Newnes.
Plassard, Marie-Odile, and Jean Plassard.
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Sharpe, Kevin, Mary Lacombe,
and Helen Fawbert.
Wright, R. V. S., ed.