AR82. 27 October 2004
Copyright © 2004 by Kevin Sharpe. All rights reserved.
In process.
by
Kevin Sharpe
Harris Manchester College, Oxford
University, Oxford
Graduate College, Union Institute and University, Cincinnati, Ohio
kevin.sharpe@tui.edu
www.ksharpe.com
Prehistoric finger flutings (the lines that human fingers leave when drawn over a soft surface) occur in caves through southern Australia, New Guinea, and southwestern Europe, and were presumably made over a considerable time span including some or all of the Upper Paleolithic. Most are not obvious figures or symbols, but are just lines (flutings of this type are termed ‘severines’).
Lorblanchet (
Little is written and known about them, however. Clottes and
Courtin (
Most investigators nowadays merely mention the occurrence of these lines, if they say anything about them at all. Thus, regarding Chauvet Cave, France, Chauvet and his colleagues do not mention them, whereas Clottes and his colleagues do, at least a little (compare Chauvet et al. 1996: Plates 29, 30, 32, 33 with Clottes 2003: Illustrations 84, 87, 88, 94). Aujoulat and Gély (2003: 91) write about a wall ‘covered with bear clawmarks’ in the Hillaire Chamber of the cave, ‘on which some long, sinuous vertical lines have been engraved [actually, fluted],’ and which they interpretively consider ‘a reminder of the clawmarks that probably inspired them.’ Previous understandings of nonfigurative flutings perhaps appear wanting and so scholars increasingly say less and less about them, and what they do say often is speculative.
The reason for this, Marshack (
barely a quarter of the finger tracings in some seventy
European Paleolithic painted caves has been the subject of surveys and precise
analyses. This clearly has to do with the indifferent aesthetic appeal of these
depictions, with the technical difficulty their study presents, and with the
uncertain and often insufficiently gratifying results that the researcher can
expect at the conclusion of the task (Clottes and Courtin
Speculation as to their meaning, therefore, can run
unchecked; they are seen, for example, as mimicking bear claw scratches
(Aujoulat and Gély, mentioned above), or representing such things as water
(Marshack
· Breuil (1915; 1952) describes severines carefully, seeing them in part as the first scribbles by humans, though intuitive and random. The fluters probably recognized images in the severines and thus, from them, developed the tradition of simple and crude outline figures. Breuil’s interest lies in the development of a comparative typology and chronology of the styles of the ‘art.’ He speaks of severines as serpentine-meanders and thinks of them as snakes.
·
Using statistics, Leroi-Gourhan (
·
Marshack (
·
Lewis-Williams (
In some instances, it seems as
if people were trying to penetrate the surfaces, to reach through the walls; in
other instances, people were simply touching – and leaving evidence for their
actions on – the walls. Why did they do this? [For Upper Paleolithic people,]
the walls, ceilings, and floors of the caves were…little more than a thin
membrane between themselves and the creatures and happenings of the underworld.
The caves were awesome, liminal places in which to be: Literally, they took one
into the underworld….Perhaps one could say that the caves were the entrails of
the underworld….What people believe[d] about the walls influence[d] those who
made the images [on the walls] (Clottes and Lewis-Williams
The Lewis-Williams and Clottes hypothesis – extrapolating from the San art in Southern African to worldwide – is becoming more and more popular because it offers a universal explanation for prehistoric art. At this point it is still a young idea and ought only to be considered a hypothesis, though it appears to be rapidly becoming a paradigm. It also strikes a chord in many people seeking to emphasize the spiritual side of life over against the material. However, a story – which is what it is – is a story is a story. Is it true? Is it empirically valid and fruitful? About flutings, Lewis-Williams writes:
Upper Paleolithic evidence suggests that parts of the caves, especially the deep passages and small, hidden diverticules, were places where visionary quests took place….In their various stages of altered states, questers sought, by sight and touch, in the folds and cracks of the rock face visions of powerful animals. It is as if the rock were a membrane between them and one of the lowest levels of the tiered cosmos; behind the rock lay a realm inhabited by spirit-animals, and the passages and chambers of the cave penetrated deep into that realm.
Such beliefs and rituals also account for…the various ways in which the walls of numerous Upper Paleolithic caverns were touched and otherwise treated. In some sites,…finger-flutings cover most of the walls and parts of the ceilings to a considerabe height….If we allow that Upper Paleolithic people believed that the spirit world lay behind the thin, membranous walls of the underground chambers and passages, the evidence for this and much otherwise incomprehensible behavior can be understood….In a variety of ways, people touched, respected, painted, and otherwise ritually treated the cave walls because of what existed behind their surfaces. The walls are not a meaningless support. They were part of the images, a highly charged context (Lewis-Williams 2002: 208-209).
We can explore this hypothesis for observable consequences. This passage might suggest that, for flutings, fingers would go into the walls trying to get as far as possible through the membrane toward the sacred. The fluters supposedly wanted to touch or pass through the membrane. Or that the surface would be taken away because it was sacred. If they were to flute, there would be little concern about the form used because the action of touching is what’s essential. On the other hand, in Chamber A1 of Rouffignac Cave, one of the greatest sites of flutings so far found, there are no finger holes produced by trying to get as far as possible into the surface. There’s no evidence that the surface was gouged out to be taken away. And there’s considerable concern about the form of fluting used. These flutings may be structured (this has not been investigated yet), but other panels of flutings in Rouffignac show a high degree of ordering and structure. Neither would careful relayering with clay over the flutings make sense, as in Panel I in Chamber E of the cave. Elsewhere, Lewis-Williams ( ??? ref actually the first part of the above quote) writes that shamans would enter the caves to paint or draw or flute, favoring low places with closed in ceilings. But from this perspective, the most inviting of the alcoves in Chamber A1 aren’t touched. All these observations would suggest that the shamanic hypothesis is incorrect in what it says about flutings. It probably does not apply to flutings. It comprises sweeping generalizations and lacks an empirical base.
Bednarik also relies on entopic phenomena when trying to understand the fluting phenomenon. The chief difference from Lewis-Williams here is that Bednarik does not offer the cultural context of shamanic ritual as the means by which the entopic forms become experienced and the reason why they are expressed. Without such a context, Bednarik’s theory does not answer why people would want to express the entopic forms they experience. ??? give theories of both men and Bednarik’s critique of Lewis-Williams ???
Regardless of the hypothesis Bednarik wishes to offer for
understanding the origin and reason for the fluting phenomenon, he has devoted
considerable energy to searching for flutings, to examining them, to describing
them, and to studying their geomorphological and chemical environments and
their physical media. ??? explain more ???
The Breuil paradigm has several components. One of them concerns religion (not surprising since Breuil was a Roman Catholic priest) and this continues into the shamanic hypothesis with its emphasis on religious ritual. ??? names given to cave parts, including to Chauvet ??? The Paleolithic cave artists were seen to have been participating in religious ritual or expression when painting or drawing. This element of the paradigm continues very strongly. But it is without substantive ground and is purely speculative. It would be better to desacrilize the ‘art’ – in the case in point, the flutings – until proven otherwise. The caves were not necessarily considered holy in our sense of the word. They were not necessarily holy to the fluters, or held in reverence or in fear. ??? talk about our fear of the underworld that isn’t every culture’s ???
As mentioned above, the Breuil paradigm believes in an evolution from crude scribbles (severines) to crude and simple outline figures, to sophisticated art. The sophistication, beauty, yet considerable age of the paintings and drawings in Chauvet Cave dismiss the simplistic linear progression inherent in the Breuil paradigm. The Victorian evolutionary perspective and its social Darwinistic conclusions turn out to be far too simplistic. Human development probably wasn’t that linear. Marshack believes
that in the Upper Paleolithic the recognizable image was
not derived accidentally from random [severine] marking, first because the
[severines] are not random but, more important, because the ability to see an
image in a random cluster (or a rock or wall formation) requires culture. It is
part of a process of description, classification, comparison, and naming. It is
a human, cultural activity. In this regard, the ability to initiate and
maintain an image system, such as the [severine], requires naming and
language….[This] is, of course, [in addition to the] basic cognitive, kinesthetic,
non-linguistic component in image-making and recognition (Marshack
Time is ripe to desacrilize and delinearize Paleolithic
‘art’ ??? need to say why I apostrophize art ??? and to accept its
complexity and localization. ??? explain ??? Strike out the ‘this is the first instance, the earliest’
mentality. Generalizations about humanity. They are the ‘every people.’ Strike
these out because they can’t respond. It’s too easy for us. They were
individuals. They weren’t holy and stupid. We oughtn’t to project onto them a
pristine nature unsullied by the evils of modernity or the agriculture life,
and at the same time think of them as stupid and clueless. ??? ref Leslie’s work ???
One of the more enduring aspects of the Breuil paradigm – even in part able to endure through and beyond the shamanic hypothesis – is the emphasis on animal and human shapes and certain recognizable symbols. The belief that the only worthwhile or important prehistoric ‘art’ are these forms and symbols. Severines are still dismissed or disregarded as not worthwhile because of this belief.
Severines, to restate Lewis-Williams (
to recognize or interpret images or signs on the basis
of what the modern eye sees or on what historic cultures might offer for
analogic comparison….to seek for the origins of ‘art’ in the recognizable
image, recognizable to us. Because recognizable images such as animals are
occasionally found among the [severines], it was assumed that it was out of
random marking that representational art was eventually born (Marshack
The focus on meaning leads to little real knowledge, merely
to much speculation. It may be mostly about the cultural or personal views of
the investigators. Should or can nothing therefore be said about severines?
Ucko (
This is too extreme a conclusion. However, it makes sense at this stage of the study of severines to leave aside the question of meaning; better would be to see what can be said about the marks themselves as they were made. Such investigations logically come before subjective-interpretative and meaning-seeking approaches to severines and may help sort out the various suggestions as to meaning or lay a solid foundation for seeking meaning.
Marshack, though he defers to his predecessors, pioneers strategies for this type of research and starts to break out of the meaning seeking paradigm. He talks about severines as intentional systems of markings, and he writes:
I tried to develop techniques and a theoretical basis
for the intensive internal analysis
of the Upper Paleolithic symbolic materials….My effort was…directed toward…a
study of the cognitive processes
involved in the formation of an image, a study of the sequence of making an image or a composition or the sequence of
accumulating images on a surface….This enquiry was…functional and psychological
(Marshack
By placing a development of forms onto the forms themselves, and by expounding water as the meaning of the markings, Marshack retreats from grounded analysis to speculation, and does so without clearly differentiating between the two approaches. The core of Marshack’s methodology needs adopting and developing, and his speculations as to meaning and the evolution of ‘art’ need putting aside, at least in the meantime.
This proposed research continues to establish the more
objective and experimental approach to the lines (Sharpe Preprint; Sharpe and
Fawbert 1998; Sharpe and Lacombe
The approach being offered extends the internal analysis started by Marshack to building on forensics. This potential new paradigm for viewing people of the past by looking at the lines that Breuil saw as secondary. To see into the minds and cultures of the people. Lines humanize and individualize the people ??? this is a VIP emphasis ??? whereas focusing on the art has caused the opposite. The forensic methods individuate the lines. The individual in tension with the broad strokes of culture. This offers the chance to talk about the interrelationships between the individuals involved in a panel. It works from the bottom up rather than from the top down. It is into evidence rather than the big meanings.
Initial work to the proposed research has been carried out
in Rouffignac Cave in the Dordogne, France, and Gargas Cave in …. ??? . Four different forms of severines
have been differentiated: Mirian, Rugolean, Kirian, and Evelynian flutings
(Sharpe and Van Gelder Preprint
· ??? better wording in the method paper ??? One thing defines a cluster of finger flutings as of the Mirian Form: lower-body movement on the part of the fluters (as opposed to them only moving their upper bodies). ‘Lower-body movement’ means that the people who fluted the walls or ceilings in the Mirian Form not only sometimes walked or otherwise moved their legs while fluting (thus the lines may extend beyond the arm range of a stationary fluter), but almost always moved their bodies from their hips to create the flutings by, for instance, bending, twisting, or shifting their weight.

· Two things define a cluster of finger flutings as of the Kirian Form: the fluter standing in one spot while fluting a unit, and each unit comprising only one line. The people who fluted the walls or ceilings in the Kirian Form stood still and marked with one finger.

· Two things define a cluster of finger flutings as of the Rugolean Form: the fluter standing in one spot while fluting a unit, and most units comprising more than one line. The people who fluted the walls or ceilings stood still, moved their upper bodies, and marked mostly with more than one finger at a time. The fluter may have moved between making units, but stood stationary for each unit.

Having recognized and substantiated these distinctions,
further preliminary work (following the methodology described below) has
enabled particular questions to be asked of each of the three forms of flutings,
questions that form the basis for this proposed research project. ??? methodological division ???
The questions underlying this research are broad. Using
severines as the phenomena for analysis,
??? reword ???
1. What can be said about the people who used the caves, including Rouffignac?
2. What did they use the caves for?
Following the above-mentioned initial research, three specific and two exploratory research questions can be asked:
1. Did
children create some of the Mirian flutings in Chamber A
Initial investigations suggest an affirmative answer
(Sharpe and Van Gelder Prepint
2. A
continuation of research on the Mirian flutings in Chamber A1: the number of
individuals, the genders of the fluters (based on the relative heights of their
fingers), different people in different alcoves, structure, ‘snakes’ and
‘anthropomorphs.’
3. What is the precise structure of the Kirian flutings and how do the various modalities of marking relate to each other?
Though initially appearing simple, some of the Kirian flutings are complex overlays of single digit marks, applications of clay, and scoring with sticks. This question has particular importance because of the possibility of dating the charcoal left by the scoring with burned sticks; none of the other ‘art’ in Rouffignac Cave has been dated directly.
4. Is the numbers of fingers used in Rugolean flutings a significant variable?
Rugolean flutings can appear ordered. Initial
investigations suggest that the number of fingers used in each unit may be
significant, for instance in terms of the Zipf plots graph from communications
theory that attempts to isolate attempted communications from otherwise
apparently random elements (Nadis
Ages, numbers of individuals, gender – for all clusters (at least four are usable).
5.
Are there other isolatable forms of severines in
Rouffignac Cave? Study of Evelynian lines – ideas.
6. How do the forms isolated in Rouffignac compare with severines in other caves?
??? update ??? Initial visits to several caves, a literature search, plus discussions with French prehistorians, have suggested that it would be profitable to investigate the severines in Gargas Cave and Baume-Latrone Cave. Applications have been lodged with the relevant authorities to undertake this work. Further, Michel Lorblanchet has suggested that he will collaborate in a larger study to include Pech Merle and Altamira caves. He wishes to use the same general methodology to examine the products of human hands in several caves to which he already has access.
The core of the approach adopted is three fold: ??? update ???
1. Laboratory Experimentation
Research is undertaken in the laboratory to ascertain
what can and cannot be fluted or engraved in the situations of the severines,
to clarify what particular features of the severines still visible may imply
about how they were made and who made them, and to refine data recording techniques
(Lorblanchet
2. Fieldwork
A thorough examination of the lines is made using
non-intrusive techniques such as varied lighting techniques. Photography with
digital technology, different filters, light sources (including infrared and
ultraviolet), and note taking of the severines are the foundations of the field
techniques (Lorblanchet
3. Analysis
After the fieldwork, the lines are drawn and reconstructed electronically. This redrawing often raises points about the image that need clarification and that only further field work can answer. From this work, specific questions such as the first three research questions above can be formulated for further investigation.
A request would be made to fund four years’ of field research, each year comprising two visits of a total per year of four weeks in the field. Funding would also be requested for laser fellow ??? for the field work and for the costs for attending two international rock art conferences to present the results of the research.
2 books, several journal papers, conference presentation
Aslin, G. D., E. K. Bednarik, and R. G. Bednarik.
Barrière, Claude.
Bednarik, Robert G.
_________.
_________.
_________.
_________.
_________.
_________.
_________.
_________.
_________.
Breuil ( ??? 1915; ??? 1952)
Breuil, Henri.
Clottes, Jean, and Jean Courtin.
Clottes, Jean, and David Lewis-Williams.
d’Errico, Francesco.
_________.
_________.
_________.
_________.
_________.
_________.
_________, Christopher Henshilwood, and Peter Nilssen.
Gallus, Alexander.
Leroi-Gourhan (
Leroi-Gourhan,
André.
Lewis-Williams, David.
Lorblanchet,
Michel.
_________.
_________.
_________.
Marshack, Alexander.
_________.
_________.
_________.
_________.
Maynard, Lesley, and Robert Edwards.
Nadis, Steve.
Plassard, Jean.
Sharpe, Christine E.
_________.
_________, and Kevin J. Sharpe.
Sharpe, Kevin. Preprint. Incised Linear Markings: Animal or Human Origin? www.ksharpe.com.
_________, and Helen Fawbert.
_________, and Mary Lacombe.
_________, Mary Lacombe, and Helen Fawbert.
_________, and Leslie Van Gelder. Preprint
_________, and Leslie Van Gelder. Preprint
Ucko, Peter J.
Copyright © 2004 by Kevin Sharpe. All rights reserved.